Indiana Stem Jobs

Mobile Indiana Career Connect Logo

Job Information

Goldman Sachs & Co. Operations - Regulatory Operations - Transaction Reg Reporting - Analyst - Bengaluru in Bengaluru, Indiana



Operations is a dynamic, multi-faceted division that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow.


We’re looking for a professional individual who wants to apply their financial market knowledge and further develop their understanding in the fast-growing sector of regulatory reform. With the continued high rate of change in the regulatory reporting space, Regulatory Operations professionals have a mandate and platform to significantly impact their environment and the wider business.


Regulatory Operations has responsibility for position reporting to key American, European and Asian exchanges and regulators. The Bangalore team plays an integral role in ensuring that the Firm meets its regulatory reporting obligations globally. The team consists of talented and highly motivated individuals who are extensively involved in the preparation of the mandated reports, as well as the implementation of effective control processes, efficiency initiatives, BCP, and other department initiatives.



  • Develop expert knowledge in Regulatory requirements, processes and systems across global jurisdictions

  • Perform reconciliation and exception management as per the various Regulatory requirements

  • Investigate and remediate issues with these reports and develop control improvements

  • Contribute to strategic initiatives relating to these reports, for example strategic Technology developments

  • Improve current processes, procedures and reports including automation of manual processes

  • Define and produce comprehensive project documentation in support of strategic initiatives and change management including: business/functional requirement documents, process flow diagrams and comprehensive data analysis

  • Produce test scripts and co-ordinate / participate in testing activities with Operations and Technology

  • Work with Legal, Compliance, Technology, other Operations groups and various Business units to manage change programs and issue resolution for these reports

  • Act as a risk manager for the firm through ongoing assessment and awareness of the regulatory environment and the firm’s adherence to its reporting obligations


  • Bachelor’s degree required

  • Minimum 2 years work experience in the Financial Industry

  • Proficient in the use of MS Office products

  • Analytical thinker with the ability to generate innovative ideas and translate strategy to execution

  • Strong data analysis skills with a working knowledge of databases

  • Problem solving and documentation skills with an ability to understand complex workflows

  • Candidate must be proactive, enthusiastic and team oriented

  • Accuracy and attention to detail

  • Strong written and verbal communication skills

  • Proven ability to organize and prioritize workload and drive results


  • Ability to learn quickly and adapt to new changes and new challenges

  • Working knowledge of financial products, e.g. Equities, Fixed Income, Exchange Traded & OTC Derivatives

  • Previous exposure of regulatory reporting

  • Knowledgeable about securities processing, corporate actions, and asset servicing a plus


Job ID 2021-71382

Schedule Type Full Time

Level Analyst

Function(s) Operations


Division Operations

Business UnitTransaction Reg Reporting

Employment Type Employee